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From International Journal for Quality in Health Care

Sustainable Healthcare Accreditation: Messages from Europe in 2009

Charles D. Shaw; Basia Kutryba; Jeffrey Braithwaite; Michal Bedlicki; Andrzej Warunek

Posted: 12/10/2010; International Journal for Quality in Health Care. 2010;22(5):341-350. © 2010 Oxford University Press

 

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Abstract and Introduction

Abstract

Background. Healthcare accreditation has grown rapidly since the 1980s but critics question the value of accreditation rather than certification or inspection. Research has focused more on evidence of impact on provider institutions than on health systems; little has been published on the determinants of growth or decline of accreditation organizations and programmes.
Objective. To describe the development of national accreditation organizations in Europe in relation to incentives, funding and market position in 2009; to identify trends over time using data from previous surveys.
Methods. Contacts in 24 countries, identified by previous surveys, were invited to complete a web-based questionnaire comprising 183 items seeking numerical data or posing multiple choice options. Preliminary results were verified with respondents and agreed for publication.
Main Outcome Measures. National healthcare environment, incentives, government policy, legislation, regulation; programme governance, development, funding.
Results. The survey identified 18 active national accreditation organizations in Europe. Older ones tend to be independent, profession-dominated and self-financing; they have shown little growth in activity and coverage of the potential market. Newer ones have broad stakeholder governance, support from government policy and growth sustained by legal or financial incentives—giving wide coverage across the healthcare system. The traditional collegial model of accreditation is moving towards a semi-regulatory model of external assessment which could integrate minimal standards of licensing, public safety and accountability with aspirational standards for organizational development and improvement.
Conclusions. The principal challenges to sustainable accreditation appear to be market size, consistency of policy support, programme funding and financial incentives for participation.

Introduction

The growth of healthcare accreditation programmes accelerated globally in the 1980s[1] and in Europe in the 1990s[2] as regional and national strategies to improve the quality of health care. The earliest programmes were based on the North American models of the Joint Commission on Hospital Accreditation (now expanded to cover healthcare organizations) and the Canadian Council on Hospital Accreditation (now Accreditation Canada). They were initially hospital-focused, profession-driven, voluntary, self-financing and essentially non-governmental. The past fifteen years have seen an increasing emphasis on primary care, networks, health systems and regulation—driven largely by national and regional governments and international donor agencies. Many accreditation programmes, for political, economic or technical reasons, have failed to meet initial expectations but others have flourished.

Critics question the impact and value of investing in accreditation[3] as compared with certification or inspection regimes. Enthusiasts look for technical solutions to make accreditation more robust, credible and consistent across borders. Research attention has focused more on evidence of impact on quality and safety in provider institutions[4] than on stewardship of health systems. Publication bias has favoured analysis of successes, rather than the (relative) failures which governments, technical agencies and international donors rarely cherish as a learning opportunity to be shared.

This paper reports on a collaboration of programmes in Europe to meet the challenge for 'accreditation agencies to publish research and findings, both positive and negative, in the peer-reviewed literature'.[5] It asks about the seed of accreditation and its relationship to the soil of the health system, and defines some apparent determinants of sustainability.

 
Section 1 of 6

References

  1. WHO/ISQua. Quality and Accreditation in Health Services: A Global Review. Geneva: WHO/ISQua, 2003. http://whqlibdoc.who.int/hq/2003/WHO_EIP_OSD_2003.1.pdf (12 April 2010, date last accessed).
  2. Shaw CD. Accreditation in European Healthcare. Jt Commission J Qual Pat Saf 2006;32:266–75.
  3. Ovretveit J, Gustafson D. Using research to inform quality programmes. BMJ 2003;326:759–61.
  4. Greenfield D, Braithwaite J. Health sector accreditation research: a systematic review. Int J Qual Health Care 2008;20:172–83.
  5. Greenfield D, Braithwaite J. Developing the evidence base for accreditation of healthcare organisations: a call for transparency and innovation. Qual Saf Health Care 2009;18:162–63.
  6. de Walcque C, Seuntjens B, Vermeyen K, Peeters G, Vinck I. Comparative study of hospital accreditation programs in Europe KCE Health Services Research 2007–22. http://kce.fgov.be/index_en.aspx?SGREF=5212&CREF=10508 (12 April 2010, date last accessed).
  7. International Society for Quality in Healthcare. Principles for Standards for External Assessment Bodies, 3rd edn. Dublin: International Society for Quality in Healthcare, 2007. http://isqua.org/reference-materials.htm (12 April 2010, date last accessed).
  8. International Society for Quality in Healthcare. International Accreditation Standards for Healthcare External Evaluation Organisations, 3rd edn. Dublin: International Society for Quality in Healthcare, 2007. http://isqua.org/reference-materials.htm (12 April 2010, date last accessed).
  9. Government of Italy. Decree 19 June 1999, n.229 (502/1992); Presidential Decree 14 January 1997; Government Decree 30 December 1992, n.502.
  10. Brown JG. The External Review of Hospital Quality: A Call for Greater Accountability. Boston, MA: Office of Inspector General, Department of Health and Human Services, 1999 (OEI-01-97-00050; 7/99).
  11. European Commission. Regulation 765/2008 of the European Parliament and Council: Requirements for Accreditation and Market Surveillance Relating to the Marketing of Products and Repealing Regulation (EEC) No 339/93. Brussels: European Commission, 2008. http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2008:218:0030:0047:EN:PDF (12 April 2010, date last accessed).
  12. European Commission. Proposal for a Directive of the European Parliament and of the Council on the Application of Patients' Rights in Cross-border Healthcare. Brussels: European Commission, 2008. http://ec.europa.eu/health/ph_overview/co_operation/healthcare/docs/COM_en.pdf (12 April 2010, date last accessed).

Table 1. Accreditation organizations active in Europe, April 2009

Country Type Origin Programme Website
Albania G 2006 Albanian Accreditation Programme qkcsaish.gov.al
Bosnia FBiH M 2004 Accreditation programme for health institutions and family medicine teams (AKAZ) akaz.ba
Bosnia RS G 2002 Agency for Accreditation and Health Care Quality Improvement of Republika Srpska (AAQI) aaqi.rs.ba
Bulgaria G 2000 Accreditation of Healthcare Establishments
Czech Republic I 1998 Spojená akreditační komise (SAK) sakcr.cz
Denmark M 2002 The Danish Healthcare Quality Programme (DDKM) ikas.dk
Europe I 2000 Joint Commission International, Europe (JCI) jcrinc.com
Finland I 1993 Social and Health Quality Service (SHQS) qualitor.fi
France G 1997 Accreditation Program for HCOs Haute Autorité de Santé (HAS) has-sante.fr
Germany I 2001 Kooperation für Transparenz und Qualität im Gesundheitswesen (KTQ) ktq.de
Hungary I 2006 Institute for Healthcare Quality Improvement and Hospital Engineering emki.hu
Lithuania G 2009 Accreditation programme for healthcare institutions vaspvt.gov.lt
The Netherlands I 1998 Netherlands Institute for Accreditation in Healthcare (NIAZ) niaz.nl
Poland G 1998 Program Akredytacji (NCQA) cmj.org.pl
Serbia M 2005 Agency for Accreditation of Health Care Institutions azus.gov.rs
Spain I 1996 FADA-JCI fada.org
Switzerland I 2001 SanaCERT Suisse sanacert.ch
UK I 1989 CHKS Accreditation chks.co.uk

G, 'government' (managed within Ministry of Health or separate government agency); M, 'mixed' (independent agency with government representation); I, 'totally independent'.

Table 2. Accreditation organizations in Europe becoming inactive since 1997

Country Type Origin
Portugal G 1999 National Healthcare Quality Institute was dissolved at the end of 2006; programmes transferred to the General Directorate of Health January 2009 pending new law
Ireland G 2002 Irish Hospitals Accreditation Board (establishment order 2002) ceased operations in 2008 in preparation for transition to a licensing programme under Health Information and Quality Authority HIQA
Croatia G 2003 Programme ceased with a change in government policy. Now recommenced
Latvia M 1997 Conformity assessment of healthcare organizations mandatory for healthcare organizations in anticipation of voluntary accreditation
Slovakia G 1999 Centre for Quality and Accreditation in Healthcare financed by MoH

G, 'government' (managed within Ministry of Health or separate government agency); M, 'mixed' (independent agency with government representation).

Table 3. Licensing and relicensing of public sector healthcare providers

Licence for Country responses Licence not required Licence once only Repeat without inspection Repeat with inspection
Healthcare provider 14 1 7 2 4
Hygiene 12 7 3 0 2
Pharmacy 13 2 7 0 4
Radiation safety 13 0 7 2 4
Fire safety 12 2 6 1 3

Table 4. Stakeholders represented on governing body

Stakeholder Represented on governing body
Indemnity insurers 0
Users (e.g. patients, relatives) 5
Academic/training institutions 5
Healthcare insurers 7
Hospital owners 7
Regulators (e.g. licensing authorities) 8
Clinical professionals (e.g. nurses, doctors) 13

Table 5. Sources of development and operational funding

Source of initial funding Country
International aid Albania, Bosnia FBiH, Bosnia RS, Serbia
Central, local government Bulgaria, Denmark, Finland, France, Hungary, Lithuania, Poland
Academic research, professional associations, voluntary sector Czech Republic, the Netherlands, Spain, Switzerland, UK

Table 6. Use of external sources in accreditation standards

Country Licensing Other legal National advice EC guidance WHO guidance ISQua principles
Albania x x
Bosnia FBiH x
Bosnia RS x x x
Bulgaria x
Czech Republic x x x x
Denmark x x x
Finland x x x
France x x x
Hungary x x
Lithuania x
The Netherlands x x x x
Poland x x x
Serbia x
Spain x x
Switzerland x
UK x x x x x x
Total 6 8 9 2 5 10

Table 7. Increasing public access to accreditation standards 2000–2009

Year Public access Respondents Percentage
2000 2 12 17
2002 4 16 25
2004 9 23 39
2009 10 16 63

Table 8. Hospital external surveys 1999–2008

Country 1999 2001 2003 2006 2008
Spain 8 9 Data not available 3 4
Poland 23 25 21 23 35
UK CHKS 92 86 63 68 17
Germany 17 0 26 145 Data not available
Czech Republic 1 0 Data not available 5 16
Portugal 0 4 7 8 Suspended
Switzerland 12 15 6 8 7
UK HAP 36 19 Data not available Data not available Ceased
The Netherlands 4 0 5 24 21
Finland 12 0 17 14 6
Bulgaria 0 80 Data not available Data not available 128
Ireland 0 0 6 7 Ceased
France 9 164 630 750 780

Authors and Disclosures

Charles D. Shaw1, Basia Kutryba2, Jeffrey Braithwaite3, Michal Bedlicki4, and Andrzej Warunek4

1European Society for Quality in Healthcare, Limerick, Ireland, 2National Centre for Quality Assessment, Krakow, Poland, 3Centre for Clinical Governance Research, University of New South Wales, Sydney, Australia and 4National Centre for Quality Assessment, Krakow, Poland

Address reprint requests to
Charles D. Shaw, 1 St Nicholas Cottages, Houghton, Arundel BN18 9LW, UK. E-mail: cdshaw@btinternet.com

 
 

International Journal for Quality in Health Care. 2010;22(5):341-350. © 2010 Oxford University Press
Copyright 2007 International Society for Quality in Health Care and Oxford University Press

 
 
 
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