speak languages in this family and hence qualify as Austronesians. But they have
genetic profiles that are primarily of much deeper indigenous (pre‐Neolithic)
Southeast Asian and Melanesian origin.
b) Neither does it require mass migration or the extinction of indigenous populations. Initial Neolithic settler groups were perhaps very small, but with high birth
rates, and it would have been the numbers of settler females and their birth rates
in the new territories that would have determined eventual demographic
outcomes.
c) The suggested Neolithic population migration from southern China into Taiwan
around 5000 years ago does not mean that all modern Southeast Asians have
“Han” Chinese ancestry. South China was not Sinitic‐speaking during the
Neolithic. The Chinese cultural landscape that exists today originated as a result
of dynastic migration and settlement from central China, commencing during the
Zhou Dynasty and extending by 100 bce into northern Vietnam. China south of
the Yangzi, prior to the Shang and Zhou dynasties (c. 1600–221 bce), and certainly
prior to the Qin and Han (221 bce to 220 ce), can be regarded in cultural, linguistic,
and population terms as part of Southeast Asia.
The small island of Taiwan therefore played a fundamental role as a gateway for the
movement of Neolithic populations, material cultures, and languages from southern
China into Island Southeast Asia, as underlined by a new analysis of ancestry components in whole genomes across many Southeast Asian populations (Mörseberg et al.
2016). Even as I write, new data come to hand with surprising frequency supporting an
Out of Taiwan origin for Malayo‐Polynesian‐speaking peoples. For instance, a major
chloroplast DNA clade of the paper mulberry tree (Broussonetia papyrifera), source of
an inner bark used across the Pacific Islands and much of Southeast Asia to make bark
cloth, has recently been shown to be of Taiwan origin (Chang et al. 2015).
Neolithic Cultures in Southeast China, Taiwan, and Luzon
An Invited Perspective by Hsiao‐chun Hung
In southern China, the oldest evidence for rice agriculture is currently much
later than that for pottery production. Although early rice cultivation can be
traced before 6000 bce in the middle Yellow and middle‐lower Yangzi valleys,
rice farming in southern China, especially in Fujian, Guangdong, and Guangxi,
is not yet attested before 3000 bce (Zhang and Hung 2010; Yang et al. in press).
Instead, archaeological evidence prior to this date in coastal southern China still
indicates a continuing reliance on maritime resources (Zhang and Hung 2014),
as represented by numerous shell midden and sand dune sites dated between
5000 and 3000 bce. These include Keqiutou in Fujian and Xiantouling in
Guangdong (Figure 7.1), both with sand tempered pottery decorated with
stamped and incised motifs.
232
Neolithic Southern China, Taiwan, Philippines
The Xincun sand dune site in Guangdong (3350–2470 bce) has also yielded an
excellent record of plant foods. Identiied starch grains and phytoliths on the
surfaces of grindstones and pounders indicate exploitation of sago starch
(Caryota sp.), bananas, lotus roots, Chinese water chestnuts, acorns, fern
rhizomes, and seeds of the perennial cereal Job’s‐tears. A small number of phytoliths are also of rice, although there is no information available as to whether
any of these plants were cultivated or domesticated. However, because the
starch grains were identiied on the working ends of stone tools, deinite food
processing is implied (Yang et al. 2013).
These Holocene isher‐forager groups eventually underwent varying degrees
of cultural transformation, beginning 3000 bce, especially under the inluence
of Liangzhu and related agriculturalists spreading from the middle and lower
Yangzi Valley into Lingnan (the region south of the Nanling Mountains)
and southeast China. In Fujian, the oldest carbonised rice grains date to
2870–2340 bce at Tanshishan (Yan 1989). Phytoliths and pollen in sediments at
Zhuangbianshan, one of the largest settlements of the Tanshishan cultural
phase, conirm the occurrence of rice during the same time period (Ma et al.
2013). At Shixia in northern Guangdong (2600–2300 bce; Figure 7.1), large quantities of rice grains and stalks in the lower and middle layers are claimed to be of
cultivated rice (Yang 1978). Other Guangdong Neolithic rice remains, both
grains and phytoliths and all postdating 3000 bce, have been identiied in the
pre‐Shixia phase at Shixia itself (Yang 1998; Yang et al. in press), at Shaxia in
Hong Kong (Lu et al. 2005), at Guye in Gaoming (Relics from the South 2007),
and at Xinghuahe in Kaifong (Xiang and Yao 2006).
The list of domestic animals associated with early farmers in southern
China is still small, but the available information suggests a north‐to‐south gradient in the assigned ages. In Qihedong Cave (Fujian), bones of domestic dogs
are claimed to occur in two cultural layers dated around 13,000 to 7000 bce
and 7000 to 5000 bce (Fan 2013:369–370). However, dates for early dog bones
are closer to 5000 bce in southern Guangxi (see Lu 2010). Domesticated dogs
and pigs have been reported from Tanshishan dated to 2600–2000 bce (Fujian
Museum 1984, 2004; Luo 2012). Farther south, bones of domestic dogs and
pigs occur at Cuntou in Guangdong, dated around 2100–1200 bce (Zhang Chi,
pers. comm.).
Assessment of the role of southern China in the Neolithic of Taiwan and the
Philippines must also take into account the new craniofacial data from human
burials presented in Chapter 4. In his continuing research with me in southern
China, Hirofumi Matsumura has also identiied a two‐layer population
sequence with Australo‐Papuan hunter‐gatherers followed by Asian Neolithic
farmers. The former remained the dominant population until about 3000 bce,
represented by burials without grave goods in crouched or lexed positions.
After 3000 bce, skeletons were buried in extended positions and often with
grave goods.
Neolithic Southern China, Taiwan, Philippines
233
Taiwan
A similar two‐layer sequence of human population is documented from two
adjacent sites on Liangdao (Liang Island) in the Taiwan Strait, as well as on the
island of Taiwan itself (for site locations see Figures 7.1, 7.3). Two burials were
excavated on Liangdao, the older being an Australo‐Papuan adult male buried in
a flexed position about 6300 bce, the younger an Asian adult female buried in an
extended supine position about 5500 bce (Chen and Chiu 2013). In Taiwan, the
only known Paleolithic burial recovered so far comes from the Xiaoma cave
Yanliao
Pinglin
Fengtian
nephrite
source
Penghu
Islands
(Suogang,
Nangang)
TAIWAN
200m isobath
Xiaoma Caves
Caves
Chaolaiqiao & Donghebei
Fushan
Jialulan
Youxianfang
Nanguanli
Niuchouzi
Beinan
Fengbitou
Ludao (Youzihu)
(Green Island)
Lanyu (Botel Tobago)
(Rusarsol)
Kending &
Eluanbi
BASHI CHANNEL
M isanga
Mavolis
Siayan (Mitangeb)
LUZON
I tbayat
(Anaro)
STRAIT
Dequey
Ivuhos
BATANES ISLANDS
Batan (Sunget)
Sabtang (Savidug)
BALINTANG CHANNEL
Balintang
Babuyan
PH I L
I P PI
N ES
Calayan
Dalupiri
BABUYAN
ISLANDS
Fuga
Camiguin
BABUYAN CHANNEL
Paoay
Paoay
Lake
Nagsabaran
Andarayan
Callao Cave
Y
CAGA AN VALL
EY
LUZON
Irigayen
Magapit
Magapi
t
Dimolit
Major archaeological
sites in italics
100
0
kilometres
Figure 7.3 Archaeological sites in southern Taiwan, the Batanes Islands, and
northern Luzon.
234
Neolithic Southern China, Taiwan, Philippines
complex in the southeast of the island, this being an adult male buried in a
crouched posture about 4000 bce. My research with Matsumura suggests that
this individual was of Australo‐Papuan affinity, most closely related with Negrito
populations in the Philippines. This is particularly interesting since it suggests
that a Negrito population once lived in Taiwan, a situation apparently documented in Chinese texts and Formosan oral traditions. With the beginning of
the Dabenkeng Neolithic, most burials in Taiwan switched to an extended
supine posture, which continued into the Metal Age.
The Dabenkeng culture (TPK), dating from possibly 4000/3500 and lasting to
2200 bce, correlates with the Early Neolithic in Taiwan (Hung and Carson 2014).
An assemblage of pottery, polished stone adzes (see Plate 4), and village settlements with cemeteries replaced the late Palaeolithic Changbinian assemblages
that had characterized the island since at least 25 kya. The Dabenkeng culture
developed through early (4000/3500–2800 bce) and late (2800–2200 bce) phases.
Early Dabenkeng sites are represented by shell middens or located in sand dunes,
and so far no evidence of rice has been found in them. The shell middens
are often located on slightly elevated ground originally overlooking swamps or
shallow‐water coastal environments, now illed with alluvium.
During its later phase (2800–2200 bce), the Dabenkeng culture has evidence
for both rice (Oryza sativa) and millet cultivation at the southwestern Taiwan
sites of Nanguanli and Nanguanlidong in the Tainan Science Park (Tsang and Li
2016; Hsieh et al. 2011; Tsang et al. 2016, 2017). These two sites contain bones of
ish, deer, pigs, and dogs, including four complete dog burials at Nanguanlidong.
However, the nature of the Dabenkeng economy before the Nanguanli assemblages remains unclear, owing to lack of archaeobotanical data and an absence
of direct dating of the actual plant remains. The question of whether rice and
millet were cultivated right from the start of Neolithic settlement in Taiwan, or
arrived later to be grafted on to a mainly gathering, hunting, and ishing
economy, cannot be answered at present. Direct radiocarbon dates for rice from
Taiwan suggest a presence only from 2500 bce, on current evidence. One possible origin for the early Dabenkeng can be traced to the Pearl delta in Guangdong
(Tsang 2005; Hung 2008), with other cultural inluences from Fujian and
Zhejiang entering northern Taiwan (Liu and Guo 2005). So far, the Dabenkeng
cannot yet be traced to any single culturally uniied source.
The subsequent Middle Neolithic in Taiwan, around 2500/2200–1500 bce,
reveals a signiicantly increased reliance on rice and millet farming. Sites of this
period are characterized primarily by the use of ine cord‐marked and red‐
slipped pottery, both generally regarded as a direct development from the coarse
cord‐marked Dabenkeng pottery (Li 1983; Tsang 1992; Liu 2002; and see
Figure 7.6 below). However, some pottery of this stage still shows connections
with coastal China, suggesting continued cultural interaction. Diagnostic Middle
Neolithic artifacts include polished stone knives (presumably for rice harvesting), stone adzes, nephrite (jade) ornaments, jar burials, and larger settlements
with an implied increase in population number and density.
Neolithic Southern China, Taiwan, Philippines
235
The transition from Early to Middle Neolithic has been well documented at
Xuntangpu in northern Taiwan (Figure 7.1, no. 12), which has a sequence dated
between 2600 and 1700 bce (Liu et al. 2008; Liu 2007). At least 92 sites of the
Xuntangpu culture are known (Kuo 2008; Chu 2012). Stone harvesting knives
are now common and Dalongdong has produced carbonized rice grains
(Chu 2012). Elsewhere in Taiwan during this phase, carbonized rice grains or
impressions in pottery occur at Chikan B in the Penghu Islands (Tsang 1992),
Kending in southern Taiwan (Li 1985), and Youxianfang in Tainan (Tsang and Li
2016). A recent study of rice phytoliths by Deng Zhenhua in collaboration with
the author has conirmed that domesticated rice remains occur in several Middle
Neolithic sites in eastern Taiwan, including Chaolaiqiao, dating prior to 2000
bce (Deng et al. in press).
Also during the Middle Neolithic, visible diferences developed between
Taiwan regional assemblages that exceed those in the earlier and more homogeneous TPK, leading to a recognition of ive geographically separate facies or
cultures. These are Xuntangpu in northern Taiwan, Niumatou in central‐west
Taiwan, Niuchouzi in southern Taiwan, Fushan in eastern Taiwan, and
Hongmaogang between northern and central‐west Taiwan (Liu 2007). More
than 300 Middle Neolithic sites have been recorded across the whole island
(Tsang 1990; Li 2003), over seven times the number recorded in the Early
Neolithic. This is an impressive statistic linked to population growth and
presumably an increasing productivity of rice and millet agriculture.
At the same time, ofshore ishing and sea voyaging technologies developed
considerably, highly signiicant to explain the success of the contemporary
Malayo‐Polynesian expansion into the Philippines. Thus, at Eluanbi and Eluanbi
II in southern Taiwan (Li 2002), we ind stone net sinkers, ish‐hooks, bones of
very large marine ish such as grouper, and especially large pelagic carnivores
such as dolphinish and marlin. The last two species imply open sea trolling
from moving canoes, quite far from shore (Campos and Piper 2009). Stone raw
materials were also exchanged widely throughout Taiwan at this time. Olivine
basalt from Penghu was used to make adzes, and Fengtian nephrite from eastern Taiwan was used for ornaments and adzes that were carried back to Penghu,
as well as to Ludao and Lanyu islands (Hung 2004, 2008).
Between Taiwan and Luzon
The Luzon Strait is about 350 km wide, between the southern tip of Taiwan
and the northern coast of Luzon in the Philippines (Figure 7.3). The major
islands here belong to the Batanes and Babuyan groups, the former with crucial archaeological evidence for understanding long‐term interaction between
Taiwan and the rest of Island Southeast Asia. The warm Kuroshio Current
flows from south to north through this region, leading a few scholars to
speculate that Neolithic human migration from Taiwan to the Philippines
236
Neolithic Southern China, Taiwan, Philippines
might have been difficult, if not impossible (Solheim 1984–1985:81). But new
archaeological data make a north to south crossing a certainty, on more than
one occasion.
Ludao and Lanyu (Botel Tobago)
Ludao and Lanyu are the closest islands to Taiwan, located on the northern side
of the Bashi Channel (Figure 7.3). Ludao lies 33 km from the southeast coast of
Taiwan, with clear visibility, and was formerly inhabited by indigenous people
related to the modern Tao population (previously termed Yami) of Lanyu today
(Kano 1946:398–424). The archaeological records of Ludao and Lanyu can be
divided into three phases: Middle Neolithic with fine cord‐marked pottery
(2200–1500 bce), Late Neolithic Beinan (1500–300 bce), and Metal Age
Lobusbussan (after 500 ce) (Liu et al. 1995:36–38; Liu et al. 2000:147). No TPK
sites have yet been identified on these islands. So far, the only known Middle
Neolithic site is Yugang on Ludao, where fine cord‐marked sherds occurred in
low frequency within a larger assemblage of red‐slipped vessels with ring feet
and tall rims. This pottery is close to that of the Middle Neolithic Fushan facies
in eastern Taiwan.
The Late Neolithic Beinan phase in Ludao/Lanyu ailiates with the full
Beinan culture of eastern Taiwan, and one of the key sites is Youzihu on Ludao,
dated 1620–1455 bce. This site contains many shell beads and artifacts of mainland Taiwan origin – Fengtian nephrite ornaments and worked fragments, slate
points, and adzes of a metavolcanic “water melon” rock. At this time, very
intense cultural interaction occurred between Ludao and the Taiwan mainland,
as well as with Batanes and Luzon to the south.
The Metal Age Lobusbussan phase is represented only on Ludao and Lanyu
and difered considerably from the contemporaneous Iron Age cultures of
Taiwan, suggesting increasing cultural diferentiation at this time. There is at
present a curious gap of about 800 years between the end of the Beinan and the
beginning of the Lobusbussan phase, and this raises the question of whether or
not the ethnohistoric Tao (or Yami) population of Lanyu (and formerly Ludao)
descended from Batanes immigrants, as indicated very strongly by the linguistic
evidence. Perhaps these islands were uninhabited or only sparsely utilized
around 500 ce, and thus available for resettlement.
The Batanes Islands
Ten islands comprise the Batanes, of which only Itbayat, Batan, and Sabtang
support populations today. They lie about 190 km south of Taiwan and 160 km
north of Luzon (Figure 7.3). The indigenous inhabitants are the Ivatan (Batan
and Sabtang) and the Itbayaten (Itbayat), whose closely related languages belong
to the Bashiic subgroup of Malayo‐Polynesian (Li 2001:277; Ross 2005).
Neolithic Southern China, Taiwan, Philippines
237
Linguistic reconstructions suggest that Malayo‐Polynesian‐speaking populations have had a considerable time‐depth in Batanes, although much of the
actual differentiation between Ivatan, Itbayaten, and Yami (Tao) has been quite
recent (see Blust’s comments on Bashiic languages in Chapter 6).
The Neolithic in Batanes (see Figures 7.8, 7.9 below) lasted from 2200 until
500 bce or later, when copper and iron made tentative appearances. As with
Ludao and Lanyu, there is currently no archaeological evidence for any human
settlement of these islands before the Neolithic (Bellwood and Dizon 2005,
2013). The oldest Batanes pottery from a typological perspective, compared
with Taiwan assemblages, comes from Reranum Cave on Itbayat Island
(Figure 7.8b). It is predominantly red‐slipped and undecorated, with small quantities showing ine cord‐marking, the latter a signiicant discovery as it is the
only one so far in the northern Philippines and strongly linked with the Middle
Neolithic ine cord‐marked traditions of Taiwan. Another early pottery assemblage comes from Torongan Cave, lacking the ine cord‐marking but otherwise
the same red‐slipped plain ware. In particular, the rim and vessel forms in these
Batanes sites resemble those at Fushan, Chaolaiqiao, and other Middle Neolithic
sites in eastern Taiwan.
By 1200 bce, rich artifact assemblages are known from Sunget on Batan and
the basal layer in the Savidug Dune Site on Sabtang. The Sunget assemblage
includes red‐slipped and circle‐stamped pottery with ring‐feet and handles,
biconical terracotta spindle whorls, adzes made of volcanic stone and Taiwan
jade, a Taiwan slate point, and Taiwan‐style double‐notched pebble net sinkers
(Koomoto 1983:55–61; Bellwood and Dizon 2013). This assemblage shows clear
cultural similarities with the contemporaneous Late Neolithic in Taiwan, especially with the Huagangshan and Beinan cultural groups on the eastern coast.
For example, handles attached to the sides of globular vessels with ring feet
were common in Sunget, Beinan, and Huagangshan, but absent in the previous
Middle Neolithic ine cord‐marked phase, as well as in the subsequent Sanhe
(Iron Age) phase in eastern Taiwan.
Burial jars in Batanes sites, such as Savidug Dune Site, were identical to many
in eastern Taiwan. Jar burial had a long presence in Taiwan, beginning by 2000
bce with red‐slipped burial jars in the Middle Neolithic, particularly in Niuchouzi
sites in southwestern Taiwan (Figure 7.6b). It became very common around
1000 bce during the Taiwan Late Neolithic, especially in sand dune sites on the
eastern coast such as Huagangshan, Dakeng, and Yanliao (Ye 2001). As well as
jar burials, Savidug Dune Site at around 500 to 1 bce also yielded pieces of
worked Taiwan jade and a shell “spoon” made of Turbo marmoratus, the latter
similar to shell spoons in the Tabon Caves on Palawan (Fox 1970), in many contemporary southeast Taiwan sites such as Jialulan (Egli 1972) and Zhihangjidi
(Sung et al. 1992), and in Eluanbi and Eluanbi II at the southern tip of Taiwan
(Li 1983).15 Similar objects continued to be used until historic times by the
Formosan Amis in eastern Taiwan (National Museum of Natural Science 1990).
238
Neolithic Southern China, Taiwan, Philippines
Indeed, the export of raw materials from Taiwan to Batanes evidently occurred
on many occasions, commencing by at least 1200 bce, as recorded by the Anaro
jade workshop on Itbayat which commenced occupation around this time, contemporary with the late Beinan phase in southeastern Taiwan. Considerable
quantities of worked Taiwan nephrite and slate have been found at Anaro, both
rocks being absent in the volcanic and raised coral landscapes of the Batanes and
Babuyan Islands. Slate is common in the central mountains of Taiwan.
The earliest Neolithic cultures that occur from coastal southern China into
the northern Philippines can thus be traced back to homelands located north or
west, conirmed by the gradient in relevant radiocarbon dates moving outwards
from source regions in coastal southern China and Taiwan. The early pottery of
the Pearl delta at 5000–3500 bce was characteristically red‐painted and coarse
cord‐marked with incised decoration. Later, in Taiwan, similar vessel forms with
coarse cord‐marking and incision dominated the TPK Early Neolithic at 4000–
2500 bce, and were later replaced by Middle Neolithic ine cord‐marked and
red‐slipped pottery at 2500–2200 bce. Eventually, plain red‐slipped and red‐
painted pottery dominated the later phase of the Taiwan Middle Neolithic at
2000–1500 bce. In Ludao, Lanyu, and Itbayat some of the earliest pottery was
still ine cord‐marked and contemporary with the Middle Neolithic in Taiwan.
Finally, the commencement of the “Neolithic” in each region was marked
by the occurrence of a cultural complex of new traits, including large and presumably sedentary settlements, advanced technology in pottery manufacture,
evidence for animal and plant domestication, and other aspects of material culture
such as spinning, weaving, and bark cloth production. Even the widespread bark
cloth industry in the Asia‐Paciic region can be traced back to southern China
(e.g., Ling 1963; Tang 1997), with stone beaters dated as early as 4000–3000 bce
from the Pearl delta (Tang 2003). To the east, bark cloth beaters occur in the TPK
sites of Changguang, Dabenkeng, and Nanguanli in Taiwan (Tsang and Li 2016),
and in northern Luzon in the Philippines at 1500–1000 bce (Thiel 1986–1987). The
recent demonstration by Chang et al. (2015) that paper mulberry (Broussonetia
papyrifera) originated in southern China and Taiwan, before being reproduced
asexually in the Paciic Islands by human agency, has been referred to above.
Northern Luzon
Taiwan and northern Luzon have a similar archaeological history in that both
received intrusive Neolithic traditions that eventually replaced indigenous
Paleolithic assemblages of pebble and flake tools (these being absent in Batanes).
In Luzon, the Neolithic is best represented in the Cagayan rift valley, holding the
longest river in the Philippines. Since 1971, more than 30 Neolithic and Iron Age
shell middens have been found along the lower Cagayan, forming the densest
pattern of prehistoric settlement in the Philippines. Some of these sites have
yielded red‐slipped plain ware pottery inspired from Middle Neolithic Taiwan at
Neolithic Southern China, Taiwan, Philippines
239
about 2200 bce, with very similar rim and vessel forms. Other Cagayan artifacts,
such as baked‐clay pendants, spindle whorls, Taiwan jade objects, and bark cloth
beaters point congruently to origins in Taiwan (Hung 2005, 2008; Hung et al.
2007; Thiel 1986–1987). So far, the earliest domestic pigs in the Philippines, dated
to before 2000 bce, have been discovered from Nagsabaran (Piper et al. 2009).
The agricultural repertoire of the early Neolithic phase (2000–1000 bce) in
northern Luzon remains unclear, but the Neolithic site of Andarayan near
Solana has produced red‐slipped pottery with direct AMS radiocarbon dating of
a rice husk inclusion to 2050–1400 bce. A corroborating charcoal date from the
site is 1950–1050 bce (Snow et al. 1986:3). Our recent excavations at Magapit
have recovered carbonized rice grains and banana phytoliths radiocarbon dated
to 1000 bce, and more than 200 carbonized rice grains have been loated
from the Neolithic layer at Nagsabaran (ongoing research in collaboration with
Deng Zhenhua), above a dense charcoal layer with nodules of low‐ired clay
C14‐dated to 2200 bce. This charcoal implies vegetation clearance by the irst
settlers of the site.
We infer that two types of settlement existed in the lower Cagayan landscape
after 2200 bce, as reconstructed by Mike Carson in his following contribution.
Nagsabaran represented a village of pile dwellings directly in the valley, close to
the river level and adjacent to marshland. Magapit, on the other hand, was
established on a low limestone hilltop overlooking the river.
The very large alluvial plains that exist within the valley today were not created above river level until after 1500 bce, so the initial Neolithic land‐use pattern
there could not have involved any great extent of wet rice farming. Indeed, Paz
(2005) has suggested that rice might have been less popular in Philippine prehistory than tuber cultigens such as yam and taro, and Latinis (2000) has stressed
the importance of an arboreal‐based subsistence strategy in Island Southeast
Asia and Oceania. To explain these changes in subsistence economy from East
Asia into Island Southeast Asia and the western Paciic, Dewar (2003:369–388)
has suggested that a high variability of rainfall in the northern Philippines
(including Batanes) limited the reliability of crops such as rice that require ample
water. As discussed later in this chapter, this environmental situation appears to
have led to some major changes in the nature of the domesticated plant economy
as Neolithic populations spread from Taiwan through the Philippines into
Indonesia and Oceania.
Coastal Palaeo‐landscapes of the Neolithic
An Invited Perspective by Mike T. Carson
The Neolithic settlements in, and migrations through, southern China, Taiwan,
and the Philippines took place in landscape settings that were under constant
change as a result of geomorphic processes. Paleo‐landscape research offers a
240
Neolithic Southern China, Taiwan, Philippines
way to learn about the ancient environmental contexts of Neolithic sites, many
in tropical Island Southeast Asia now obscured by thick layers of sediment or
hidden within altered landform configurations (Carson 2011, 2014). Present‐day
coastal landscapes often bear little resemblance to those of early Neolithic
contexts, and to track the changes in such landscapes it is necessary to plot the
depths and dates of ancient ground surfaces and sedimentary units relative to
available records of sea level change and tectonic movement, the latter being
most active in this region through processes of continental plate subduction.
The terrain models presented here were generated with freely available
online geospatial data managed by the governments of Taiwan and the
Philippines, reined with elevation contours interpolated from the 2013 Shuttle
Radar Topography Mission (SRTM) Version 3. Land‐cover units were assigned
as geological formations and soil types based on geospatial data plus ield
observations in 2013–2015. Contour lines were coded according to diferent
time intervals, each with an adjusted value for elevation according to the rate of
tectonic uplift plus the dating and thickness of sedimentary layers in each
land‐cover unit. The models were adjusted for sea level variation according to
their chronology.
The two paleo‐landscape reconstructions presented are for key periods in the
Holocene records of Taiwan and the northern Philippines, each undergoing a
transition from maximum postglacial sea level to subsequent marine regression
and alluvial sedimentation. China’s southeastern coastline at 4000–3000 bce, the
approximate time of irst Neolithic migration to Taiwan, consisted of hillslopes
lanked by narrow beach pockets and deep and narrow high sea level estuaries,
often with a number of small ofshore islets. Lowland sediments had not yet
begun to accumulate and the most suitable lands available for rice farming
would have been situated in inland locations where sedimentary build‐up
had already illed valley loors prior to 4000 bce. In coastal zones, sedimentary
proiles show that signiicant build‐up from alluvial (riverine) and colluvial
(hill slope) sources began after 3000 bce, most likely accelerated by inland forest‐
clearing and agricultural activities. However, these newly forming lowland
sediments still remained at or beneath sea level during the +1.5–2.5 m high
stand from 3000 through 1000 bce (Zong 2004; Zong et al. 2009).
A good example of a settlement of this date is Tanshishan (3000–2300 bce), in
the Fuzhou basin, opposite Taiwan. Here, the population lived on low hills and
promontories along an estuary that reached nearly 80 km inland from today’s
shoreline (Rolett et al. 2011). Available wet rice land then would have been quite
limited, as also in Taiwan, where the irst Neolithic settlers probably occupied
incipient but stable beach ridges. By 2800 bce in Taiwan, alluvial sediments
began to accumulate along the western coastline, likely due to increased slope
erosion prompted by forest‐clearing. Residential sites began to develop on these
new landforms, as revealed archaeologically at Nanguanli and Nanguanlidong in
the Tainan Science Park, both now buried under 7 m of alluvial sediment and
Neolithic Southern China, Taiwan, Philippines
241
more than 20 km inland (Tsang 2005), a distance increased in part by a lowering
of sea level after 1000 bce (Chen et al. 2004).
The landscape of uplifted eastern Taiwan consisted of hilly terrain directly
lanked by aquatic habitats at 3000 bce, and difered signiicantly from the gently
shelving west coast attached to the shallow Asian continental shelf (Figure 7.4).
Today’s coastal plains and river terraces did not emerge and stabilize until after
1500 bce, allowing very large Late Neolithic settlements such as Beinan (Plate 5)
to develop thereafter, adjacent to good agricultural lands. The previous Middle
Neolithic communities here lived at sites such as Fushan and Chaolaiqiao on
what are now roughly level hilltops created from uplifted former coastal terraces (Hung 2008). Today, these sites lie about 40–50 m above sea level, but
when occupied they were less than 20 m above, prior to rapid tectonic uplift at
a rate of about 7–9 mm per annum in the southeast and 4–6 mm in the northeast.
These are some of the most rapid rates of uplift in the geological record
(Liew et al. 1993) and would have caused signiicant erosion and loss of soil,
with very high rates of river incision, perhaps a factor in encouraging people to
search for new land to the south.
(a) Conditions at
(b)
Modern conditions
3000–2200 BCE
Dabenkeng culture sites
3000–2200 BCE
km
0
40
Dabenkeng culture sites
3000–2200 BCE
km
N
80
0
40
N
80
Figure 7.4 The Taiwan coastline during the Dabenkeng phase (3000–2200) bce
compared with today. Note the separate Dabenkeng phase eastern coastal island
created by the subduction process. Sites: 1. Fuji; 2. Wanlijatou; 3. Dabenkeng;
4. Yuemei 2; 5. Gangkou; 6. Changguang; 7. Fengbitou; 8. Kongzhai; 9. Liuhe;
10. Fudeyemiao; 11. Gangkoulun; 12. Xinyuan; 13. Bajia; 14. Qijia; 15. Dachangqiao;
16. Nanguanlidong; 17. Nanguanli; 18. Anhelu. Source: igure by Mike Carson.
242
Neolithic Southern China, Taiwan, Philippines
By 2200–1500 bce, when sea level was still about 2 m higher than today, several
Neolithic sites were occupied in the lower Cagayan Valley of Luzon, the longest
and widest valley in the Philippines. Prior to 500 bce the immediate riverside
here consisted of marshy terrain close to a very large inlet of the sea (Figure 7.5),
not yet covered by the alluvial sediments that support irrigated rice ields today.
In these former marshlands, slightly elevated areas were chosen for stilt houses
close to the water level, as at Nagsabaran (Hung 2008). Nearby limestone blufs
on the valley edge ofered stable rocky surfaces well elevated above the river, and
one was utilized for the settlement at Magapit. The marine coastline of the
lower Cagayan Valley did not ofer accessible coastal plains for settlement until
after the sea level lowering that began around 1000 bce.
In each of the above examples, newly arrived Neolithic coastal communities
occupied sites with access to mixed aquatic zones and lowland hill slopes,
without much of the lat terrain most suitable for wetland rice farming that
exists so extensively today. Wetland rice probably appeared on any large scale
long after the initial migrations, and the food‐producing economies of the
irst Neolithic communities most probably focused on dryland rice cultivation,
(a)
Conditions at 2200–1500 BCE
Ocean
Wetland
Lowland
Hilly terrain
0
Early Neolithic sites,
2200–1500
N
10
20
km
Figure 7.5 The Cagayan Valley coastline at the start of the Neolithic compared with
today. Note the huge expansion of coastal and riverine lowland since 2000 bce.
Source: igure by Mike Carson.
Neolithic Southern China, Taiwan, Philippines
243
(b)
Modern conditions
Ocean
Alluvial and coastal plains
Lowland
Hilly terrain
Early Neolithic sites,
2200–1500
0
10
20
N
km
Figure 7.5
(Continued)
supported by fruits, tubers, and animal resources. The signiicance of these
observations is that one cannot easily reconstruct, anywhere in the world,
ancient food‐gathering or food‐producing strategies purely from the characteristics of landscapes as they exist today.
Further Observations on Neolithic Cultures in Taiwan
As related by Hsiao‐chun Hung above, the Neolithic in Taiwan commenced around
3500 bce with the establishment in coastal locations of the Ta‐p’en‐k’eng culture
(henceforth TPK, and now spelt in pinyin as Dabenkeng), first introduced to the
archaeological world in detail by K.C. Chang (1969) through his excavations at the
coastal sites of Dabenkeng and Fengbitou, both located on high points just inland from
the western coastal plain (Hung and Carson 2014). Initially, the TPK was poorly understood due to erosion and poor preservation of organic materials, as well as a virtual
absence of reliable chronometric dates. But the recent excavations of twin waterlogged
sites at Nanguanli and Nanguanli East (Nanguanlidong) on the outskirts of Tainan
City have caused a revolution in knowledge similar to that sparked by the discovery of
sites such as Kuahuqiao, Tianluoshan, and Hemudu in lower Yangzi China.
244
Neolithic Southern China, Taiwan, Philippines