Excerpt from
1001 Distortions
How (Not) to Narrate History
of Science, Medicine, and Technology
in Non-Western Cultures
Edited by
Sonja Brentjes – Taner Edis –
Lutz Richter-Bernburg
BIBLIOTHECA ACADEMICA
Reihe
Orientalistik
Band 25
ERGON VERLAG
The three editors together with the other contributors to the present volume address
their grateful appreciation of generous material and immaterial support to:
Dr. Hans-Jürgen Dietrich and Thomas Breier at Ergon-Verlag, Würzburg
Max-Planck-Institut für Wissenschaftsgeschichte, Berlin
Merrimack College Department of Physics, North Andover, Massachusetts
The cover features a Safavid silver-inlaid brass astrolabe, signed Muhammad Khalil and Muhammad Baqir
(Isfahan, probably late 17th c; Sotheby’s. Arts of the Islamic World. London 8 October 2008, lot 169).
Within its ecliptic ring, the Basmalah, the Muslim invocation of God, is, for the sake of symmetry, partially
rendered in mirror image. The photographic distortion of the instrument is an ironic reference to the
variously distorted representations of past knowledge cultures, which the book undertakes to debunk.
Bibliographic information published by the Deutsche Nationalbibliothek
The Deutsche Nationalbibliothek lists this publication in the
Deutsche Nationalbibliografie; detailed bibliographic data
are available in the Internet at http://dnb.dnb.de.
2016 Ergon-Verlag GmbH • 97074 Würzburg
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ISBN 978-3-95650-169-2
ISSN 1866-5071
Table of Contents
Sonja Brentjes
Introduction:
On Narratives of Amateurs and Professionals ........................................................ 9
Part 1:
Inventing Narratives of Intellectual Identities
and their Modern Relevance
Science as a Weapon of Cultural Competition.
Interview with Lorraine Daston, director,
Max-Planck-Institut für Wissenschaftsgeschichte, Berlin ..................................... 19
Dhruv Raina
After Exceptionalism and Heritage:
Thinking through the Multiple Histories of Knowledge ..................................... 25
Helge Wendt
Becoming Global:
Difficulties for European Historiography
in Adopting Categories of Global History............................................................ 39
Antoni Malet
Science, History, and Identity in Francoist Spain,
the Early Years........................................................................................................ 53
Manuela Marín
Reinventing the History of al-Andalus:
Scholarship, the Media, and a Touch of Islamophobia.........................................75
Khodadad Rezakhani
The Present in the Mind’s Past:
Imagining the Ancients in the Iranian Popularization
of Pre-Islamic History.............................................................................................97
Part 2:
What is Wrong with the Narrative in
1001 Inventions’ Companion Book?
Hadi Joráti
Misuse and Abuse of Language, and the Perils
of Amateur Historiography (of Science) ............................................................. 109
6
TABLE OF CONTENTS
Lutz Richter-Bernburg
Potemkin in Baghdad:
The Abbasid “House of Wisdom”
as Constructed by 1001 Inventions ...................................................................... 121
Sonja Brentjes
Science, Religion, and Education........................................................................ 133
Jeffrey A. Oaks
Excavating the Errors in the “Mathematics”
Chapter of 1001 Inventions .................................................................................. 151
Petra G. Schmidl
“Mirror of the Stars:”
The Astrolabe and What It Tells About Pre-Modern Astronomy
in Islamic Societies ...............................................................................................173
Taner Edis and Amy Sue Bix
Flights of Fancy:
The 1001 Inventions Exhibition and Popular Misrepresentations
of Medieval Muslim Science and Technology .................................................... 189
Rainer Brömer
Only What Goes Around Comes Around:
A Case Study on Revisionist Priority Disputes–
Circulation of the Blood ..................................................................................... 201
Part 3:
Delights and Dangers of Popularizing
Historical and Scientific Knowledge
On the Difference Between Doing Academic Research
and Directing a Museum of Islamic Art and Culture.
Interview with Stefan Weber, director of the Museum für
Islamische Kunst, Berlin, March 2014 and Spring 2016 .................................... 215
Aaron Adair
Mass Education on Science and its History:
Using Misconceptions in Physics to Teach History and Science ....................... 221
Holger Schuckelt
A Museum Curator at Work................................................................................ 233
Peter Adamson
Without any Gaps: Podcasting the History of Philosophy ................................ 241
TABLE OF CONTENTS
7
Mike Diboll
1001 Inventions and Failed Education Reform in Bahrain:
A Case Study........................................................................................................ 249
Vidar Enebakk
1001 Pieces of Islamist Propaganda? ................................................................... 265
Postscript ...............................................................................................................279
Excavating the Errors in the “Mathematics”
Chapter of 1001 Inventions
Jeffrey A. Oaks
University of Indianapolis, Indianapolis, IN
It is generally a good idea not to trouble too much over the errors in coffee table
books. People rarely read these books, and most who do retain little of the actual
content. The book 1001 Inventions, however, is not typical of the genre. It is already in its third edition and it is associated with a world-touring exhibition (1001
Inventions). It is this global exposure that has prompted some of us to issue a response in the form of the present collection.
Yet even with this kind of publicity the four-page, error-ridden chapter 3.6, titled
“Mathematics,” could not have caused much harm. The few readers of the chapter
will surely come away with the notion that medieval Muslims made great contributions to the field, which is of course true. But just what those reported contributions were will remain nebulous even to readers well-versed in mathematics. This is
because the chapter’s mistakes and misrepresentations are muffled by a poor writing style and lack of meaningful context. For instance, what can the reader take
away from a statement like “Al-Kashi contributed to the development of decimal
fractions, not only for approximating algebraic numbers, but also for real numbers
such as pi” (1001 Inventions 2012, p. 87)? The errors in this statement, which I will
explain below, are effectively nullified by the fact that no explanation is given for
what decimal fractions are, what is meant by “algebraic numbers,” nor how such a
development fits in the broader history of mathematics.
There is, then, little to be gained from taking the chapter at face value and recording its errors and distortions. And yet it has attracted my attention. Chapter
3.6 interests me because it offers a modern version of what we historians of science
find enticing: it is a text mainly copied from an article which in turn condenses the
contents of an already flawed book that was translated from French. It brings to
mind the genealogies of so many medieval texts that were copied from other texts,
some of them epitomes of longer works, and some translated from other languages. So I approach the chapter not so much as a specialist assessing its accuracy,
but as one curious about the history of the text itself.
I begin my analysis by identifying the sources for the chapter. From there I find
it convenient to review the contents of the chapter in the mode of medieval commentators. I give quotations from 1001 Inventions in italics, and after each quotation I give my comments and corrections. In my comments I trace the origin of
the statement and often the contortions it underwent in its transmission from one
work to the next. Also, my corrections more often than not require additional
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JEFFREY A. OAKS
background to place the mathematics in its proper historical and philosophical
context.
Uncovering the Sources
The chapter on mathematics covers in order the algebra, number theory, and
arithmetic of medieval Islamic civilization. After only a few minutes of reading it
over I discovered that two thirds of it is plagiarized from O’Connor’s and Robertson’s (henceforth O&R) article “Arabic mathematics: forgotten brilliance?” (http://
www-history.mcs.st-and.ac.uk/HistTopics/Arabic_mathematics.html).
Readers would have been better served if the chapter’s author, or rather compiler, had plagiarized a more reliable source. After a promising introduction O&R’s
article unfortunately turns out to be riddled with mistakes and misrepresentations.
But at least they tell us where they got their information. The parts on algebra and
number theory are distilled from chapters 1 and 4 of Roshdi Rashed’s 1994 book
The Development of Arabic Mathematics: Between Arithmetic and Algebra, and their
treatment of arithmetic is based mainly on the introduction to A. S. Saidan’s 1978
book The Arithmetic of Al-Uqlīdisī.
Rashed’s book is a translation of the French original from 1984. It is not a general history of Arabic mathematics, but rather a collection of studies that the author had undertaken as part of his own research program. This accounts for why it
omits many important developments and does not cover basic arithmetic at all.
O&R made up for the lack of arithmetic by adding a few paragraphs at the end of
their essay, rather than at the beginning where it would have fit more naturally.
The 1001 Inventions chapter follows O&R’s format, to which it adds some observations on arithmetic extracted from Karl Menninger’s 1969 book Number Words and
Number Symbols as well as some strikingly misguided and irrelevant paragraphs
whose sources elude me.
Algebra
Chapter 3.6 begins with al-Khwarizmi’s book on algebra, which he wrote in Baghdad in the period 813–833 CE. In this one case I give the passage in O&R to compare with the version in 1001 Inventions:
O&R:
Perhaps one of the most significant advances made by Arabic mathematics began at this
time with the work of al-Khwarizmi, namely the beginnings of algebra. It is important to
understand just how significant this new idea was. It was a revolutionary move away
from the Greek concept of mathematics which was essentially geometry.
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
153
1001 Inventions:
This remarkable period in the history of mathematics began with Al-Khwarizmi’s work,
when he introduced the beginnings of algebra. It is important to understand just how significant this new idea was. In fact, it was a revolutionary move away from the Greek concept of
mathematics, which was essentially based on geometry (1001 Inventions 2012, p. 84).
Algebra was not new with al-Khwarizmi in the early ninth century, nor was it a
move away from “the Greek concept of mathematics.” To explain these two points
I will need to say a few words about the place of algebra in medieval problemsolving.
Arabic algebra was a technique for finding unknown numbers that was practiced alongside other methods such as double false position and the rule of three
(proportion). In these other methods the unknown number is found by a direct
calculation using known values. What distinguishes an algebraic solution is that
an unknown is given a name (today we typically call it “x”), calculations are performed on this name, and an equation is set up and solved. Algebra had already
been practiced in Greece and India before the advent of Islam, and in the Middle East it was most likely taught orally within trade groups before al-Khwarizmi
and others began to write books on the topic. In fact, throughout its history
Arabic algebra remained part of the practical education of future merchants, surveyors, and others who performed calculations as part of their jobs. During this
time many significant scientific developments were made as well, some of which
are described below.
There was no singular Greek concept of mathematics. It is true that prominent
Greek mathematicians excelled at geometry, the most famous being Euclid, Archimedes, and Apollonius. But some also did significant work in arithmetic and
number theory. Important works that later became major influences on Arabic
mathematics are Books VII to IX of Euclid’s Elements (third century BCE) and
Nicomachus’s Introduction to Arithmetic (ca. 100 CE), which are both devoted to
number theory, and Diophantus’s Arithmetica (ca. third century CE), a treatise
on solving arithmetic problems by algebra.
Algebra was a unifying theory that allowed rational numbers, irrational numbers, and
geometrical magnitudes all to be treated as algebraic objects (1001 Inventions 2012, p. 84).
These words, lifted from O&R, paraphrase Rashed’s book: “Since algebra is concerned with both segments and numbers, the operations of algebra can be applied
to any object, be it geometrical or arithmetical. Irrationals as well as rationals may
be the solution of the unknown in algebraic operations precisely because they are
concerned with both numbers and geometrical magnitudes” (Rashed 1994, p. 26).
Apart from one interesting exception Arabic algebra was not a unifying theory.
To see why, we must back up a few centuries. In theoretical Greek arithmetic
numbers were restricted to the positive integers 1, 2, 3, 4, etc., though “1” was
154
JEFFREY A. OAKS
strictly speaking not considered to be a number because it is not a multitude. Of
3
course Greeks who used numbers in the trades worked with fractions (like 4 and
7
1
5 10 ) and irrational roots (like 5 and 58 16) just like their counterparts in other
civilizations. This more utilitarian notion of number surfaces in some later Greek
texts. Many of Diophantus’s solutions are fractions, and Hero of Alexandria (first
century CE) routinely gives rational approximations to irrational numbers.
In practical Arabic mathematics numbers were likewise any positive quantity
that arises in calculation, including fractions and irrational roots. Algebra was
based on this liberal concept of number, and could be applied to any problem
whose parameters could be represented numerically. In geometry problems it was
the numerical measures of the magnitudes that were entered into algebraic calculation, not the magnitudes themselves. Arabic algebra was thus grounded squarely
in practical arithmetic. The interesting exception is the geometrical tradition of
al-Khayyam, of which more is said below.
Another important aspect of the introduction of algebraic ideas was that it allowed
mathematics to be applied to itself in a way that had not been possible earlier (1001 Inventions 2012, p. 84).
1001 Inventions omits the explanation of this statement provided by O&R in the
form of a direct quotation from Rashed’s book (square brackets show passages
omitted by O&R):
Al-Khwârizmî’s successors undertook a systematic application of arithmetic to algebra,
algebra to arithmetic, both [of them] to trigonometry, algebra to the Euclidean theory
of numbers, algebra to geometry, and geometry to algebra. [These applications were always the starting point for new disciplines, or at least new topics.] This was how the
creation of polynomial algebra, combinatorial analysis, numerical analysis, the numerical solution of equations, the new elementary theory of numbers, and the geometric
construction of equations arose (Rashed 1994, p. 352).
The torch of algebra was taken up by the successor of al-Khwarizmi, a man called AlKaraji, born in 953 (1001 Inventions 2012, p. 84).
Before plunging into a discussion of the two centuries of algebra that O&R skip
over here, I should mention that the date 953 is made up. Despite what you find
on the Internet, there is nothing in the manuscripts that tells us when al-Karaji
was born. It would have been better for O&R to say that he wrote his major
works in the early eleventh century.
Rashed said very little in his book about algebraists between al-Khwarizmi and
al-Karaji because he had not yet published studies on them. With O&R exclusively following Rashed and our compiler plagiarizing O&R, we should not expect the chapter to mention intervening figures such as Thabit ibn Qurra, Abu
Kamil, and Qusta ibn Luqa in the ninth century, or Ibn al-Fath in the tenth. I
will briefly review their contributions below, but in order to make it all intelligible I will need to first outline some basic features of Arabic algebra.
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
155
Medieval books were by and large written all in words, without any notation.
Instead of using a letter like “x” for the first degree unknown, Arabic algebraists
called it a “thing” (shayʾ) or “root” (jidhr). Its square (our x 2) is called a mal, a
word whose everyday meaning is “amount of money”, “property”, or “wealth.” I
will leave this word untranslated. The cube of the “thing” (x 3) is called a “cube”
(kaʿb), and higher powers were written as a combination of mal and kaʿb, like mal
mal for the fourth power and mal kaʿb for the fifth. Units were often counted in
dirhams, a silver coin. So Abu Kamil’s equation “four ninths of a mal and four
dirhams less two things and two thirds of a thing equal a thing and twenty-four
4
2
dirhams” corresponds to our 9 x 2 + 4 – 2 3 x = x + 24.
Today we have one simplified form for quadratic equations, ax 2 + bx + c = 0,
in which the coefficients a, b, and c can be positive, negative, or zero. But in medieval mathematics numbers could only be positive, and the rules for solving
simplified equations involve calculations with these coefficients. So Arabic algebraists classified six types of equation, three of them simple (ax 2 = bx, ax 2 = b,
and ax = b) and three composite (ax 2 + bx = c, ax 2 + b = cx, and ax + b = cx 2).
Again, these are all written out in words in the texts.
The rules for solving the composite equations are a bit complex, so alKhwarizmi and many other algebraists gave proofs by geometry that the rules
work. In the proofs the “thing” is represented by a line, and the mal by the literal
square on that line. The validity of the rules then follows from a comparison of
equal lines and areas. Al-Khwarizmi made no explicit references to Greek geometry in his book, but Thabit ibn Qurra (d. 901) later wrote a short treatise reformulating these geometrical proofs so they rest on propositions from Book II of
Euclid’s Elements.
In the later ninth century the Egyptian mathematician Abu Kamil wrote a
more comprehensive book on algebra incorporating the ideas of both alKhwarizmi and Euclid. Among many innovations he worked with powers of the
unknown up to x 8 (called a mal mal mal mal), he gave both geometrical and arithmetical proofs to propositions in arithmetic and algebra, and he gave the only
premodern proofs by algebra that we know. His On the Pentagon and Decagon, appended to his work on algebra, shows applications of algebra to geometry. Following this is a collection of problems, the first 38 of which are indeterminate
and belong to a native Arabic tradition that does not derive directly from Diophantus.
In the tenth century Sinan ibn al-Fath wrote a twenty-page treatise on higher
powers in which he studied higher degree equations that reduce in one way or
another to quadratic equations.
Qusta ibn Luqa translated Diophantus’s Arithmetica in the second half of the
ninth century. He naturally adapted the language of Arabic algebra to Diophantus’s solutions, which use not only the higher powers up to x 6, but also the reciprocals of the powers (1/x, 1/x2, to 1/x6).
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JEFFREY A. OAKS
[Al-Karaji] is seen by many as the first person to free algebra completely from geometrical
operations, and to replace it with the arithmetical type of operations, which are the core of
algebra today. He was the first to define the monomials x, x 2, x 3, … and 1/x, 1/x 2,
1/x 6, … and to give rules for products of any two of these (1001 Inventions 2012, p. 84).
All of this is false. To sort it out we must return to al-Karaji’s two main influences,
Abu Kamil and Diophantus. Like al-Khwarizmi before him, Abu Kamil had explained only the first two powers in his introduction, though he used higher powers later among his worked-out problems. By contrast, in his opening pages Diophantus presented the powers, their reciprocals, and the rules for their products
and divisions. Al-Karaji adapted Diophantus’s format in his algebra book al-Fakhri,
making him the first Arabic algebraist to present the powers this way. He also provided many more example calculations than Abu Kamil, but without proofs.
Rashed writes this about the treatment of monomials and polynomials in the
beginning of al-Karaji’s al-Fakhri:
The more or less explicit aim of this exposition was to find means of realizing the
autonomy and specificity of algebra, so as to be in a position to reject, in particular, the
geometrical representation of algebraic operations (Rashed 1994, p. 23).
For Rashed, al-Karaji did not “free algebra completely from geometrical operations,” but put it in a position to be freed from geometrical representations of the
operations in proofs of the kind we find in Abu Kamil. The operations in algebra
had of course always been arithmetical.
But even this interpretation is not borne out in the text. Al-Karaji appears to
have moved away from geometry in his al-Fakhri simply because he omitted
proofs for his sample calculations. He still gave geometrical proofs based in
Euclid’s Elements for the solutions to the three-term composite equations, and
just before the first of these proofs he wrote
I made a determination in this book to strip it of proofs, lengthy explanations, and numerous examples. But I cannot avoid giving a brief summary of proofs for the connected
problems [I. e., the composite equations]... (Saidan 1986, p. 151).
And al-Karaji’s successor al-Samawʾal resumed the application of geometrical
proofs for sample calculations while continuing the tradition of geometrical
proofs for the composite equations.
There was a move away from geometrical representation in proofs, but it had
nothing to do with making algebra autonomous. After completing his al-Fakhri alKaraji wrote the short treatise Causes of Calculation in Algebra in which he gave arithmetical proofs of the rules for solving equations. He states that the reason for
the shift is that many people had trouble understanding the proofs based in geometry (Saidan 1986, p. 354). Many later algebraists likewise gave proofs based entirely on arithmetic, including Ibn al-Yasamin (d. 1204), Ibn al-Bannaʾ (late 13th
c.), al-Farisi (d. c. 1320), and Ibn al-Haʾim (1387). Ibn al-Haʾim explained that
proofs based in geometry require knowledge of Euclid, and he wished to reserve
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
157
them for a later book on geometry (Ibn al-Hāʾim 2003, pp. Fr. 19, Ar. 79). None of
this is mentioned by Rashed.
While al-Karaji cannot be said to have initiated an “arithmetization of algebra,” his investigations into monomials and polynomials did give algebra a new
direction for research. In case you forgot your algebra, a monomial is a one-term
3
expression, like 3x 2 or 4x. A polynomial is an expression that can have more than
one term, like 3x 2 + 2x – 1. Al-Karaji called polynomials “composite numbers,”
to distinguish them from monomials, which he called “simple numbers.” What
is novel in his approach is the study of operations on these expressions for their
own sake, independent of their role in problem solving. For example, among his
many sample calculations he applies a rule for finding the square root of the
five-term polynomial “a mal mal and four cubes and ten mals and eighteen things
and nine dirhams” (x 4 + 4x 3 + 10x 2 + 18x + 9), something that would hardly
come up in any worked-out problem.
... He started a school of algebra, which flourished for several hundred years.
Two hundred years later, 12th-century scholar Al-Samawal was an important member of
Al-Karaji’s school (1001 Inventions 2012, p. 84).
“School” here should mean “school of thought” and not an actual, physical
school with teachers and students. Rashed makes this clear in his book, which is
the ultimate source of this statement. But Rashed reads more into the sources
than is warranted, for there is no evidence that any school of thought was initiated by al-Karaji. All we know is that al-Samawʾal and maybe a couple others
were influenced by his work.
He [al-Samawʾal] was the first to give algebra the precise description of “operating on unknowns using all the arithmetical tools, in the same way as the arithmetician operates on
the known” (1001 Inventions 2012, p. 84).
This brief description covers only the first stage in algebraic problem solving, in
which one performs operations on the named unknowns to set up an equation.
Other algebraists characterized algebra more broadly, like al-Karaji, who wrote
Know that the objective of algebra is to find unknown from known quantities (Saidan
1986, p. 145).
If al-Samawʾal’s description of algebra is narrowly focused on the application of
arithmetical rules to polynomials, it is because that was his own area of interest.
For example, he followed the lead of al-Karaji by taking advantage of the structural similarity between the powers of ten in arithmetic (10, 100, 1000, etc.) and
the powers of the unknown in algebra (x, x 2, x 3, etc.) to devise rules for the division and root extraction of polynomials.
Now the discussion shifts to another tradition in algebra best known through
the work of ʿUmar al-Khayyam (Omar Khayyam) from around 1075 CE.
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JEFFREY A. OAKS
He gave a complete classification of cubic equations, with geometric solutions found by
means of intersecting conic sections (1001 Inventions 2012, p. 84-85).
This is entirely correct! What is lacking is context. Al-Khayyam was a theoretical
geometer who wanted to use algebra to solve problems that could not be worked
out by ruler and compass. This meant that he needed to find solutions to cubic
equations, i.e., those with a cube term (x 3). Toward this end he classified all
twenty-five types of simplified equations of degree three and less. But he adhered
to Euclid’s notion that “number” should be restricted to positive integers, which
are inadequate for representing geometrical magnitudes. To justify the use of algebra in geometry al-Khayyam regarded the practical numbers of the algebraists as
the abstraction of the measures of geometrical magnitudes in a way that does not
1
tie them to the dimension of those magnitudes. For example, a quantity like 32 is
strictly speaking not a number because it has a fractional part. But it can be regarded as the length of a line, the area of a rectangle, or the volume of a body.
Knowing that his geometrical algebra could also be used to find unknown
numbers (i. e. integers), al-Khayyam gave both arithmetical and geometrical solutions to his equations. An arithmetical solution is found through calculation,
while a geometrical solution is a line constructed by a prescribed procedure. Because his unknowns can potentially be integers or measures of magnitudes, he
unified two branches of mathematical calculation with his algebra. François Viète
(1591) has been credited with being the first to make algebra into such a unifying
theory, but al-Khayyam accomplished it five centuries earlier. Incidentally, the
Arabic works that preceded Viète were unknown in Europe in his time, so his
discoveries were independent.
In the mid-12th century, while Al-Samawal was studying in Al-Karaji’s school, Sharaf alDin al-Tusi was following Al-Khayyam’s application of algebra to geometry. He wrote a
treatise on cubic equations, and in it said that algebra “represents an essential contribution
to another field, which aimed to study curves by means of equations,” thus inaugurating
the field of algebraic geometry (1001 Inventions 2012, p. 85).
Passing over the reference to al-Karaji’s non-existent school, we find 1001 Inventions misunderstanding their misquotation from O&R. The quotation really extends to the end of the passage above, and it is due to Roshdi Rashed (Rashed
1994, p. 103), not to Sharaf al-Din al-Tusi. O&R’s version is a misquotation, too.
Rashed really writes “represents an essential contribution to another algebra
which aimed to study curves by means of equations, thus inaugurating the beginning of algebraic geometry” (my emphases).
Even if 1001 Inventions had attributed the correct quotation to the right person,
Rashed’s statement is not true. Al-Tusi did not study curves by means of equations, but rather equations by means of curves, just like al-Khayyam had done.
The study of curves by means of equations originated with Descartes in the seventeenth century.
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
159
But in another chapter in his book Rashed is right when he notes that Sharaf
al-Din is the first algebraist known to apply what is now called the RuffiniHorner method to find numerical solutions to polynomial equations. For example, he applies the algorithm to the equation x 3 + 300x = 30x 2 + 30,081,231 to
find that x = 321. This was long before François Viète applied essentially the
same rule in his 1600 book On the Numerical Resolution of Powers by Exegetics.
Number theory
Following O&R the chapter now shifts to number theory. This begins with a description of a theorem by the ninth-century mathematician Thabit ibn Qurra,
whose work on algebra was mentioned above.
He is probably best known for his contribution to number theory, where he discovered a
beautiful theorem allowing pairs of amicable numbers to be found. This term refers to two
numbers such that each is the sum of the proper divisors of the other (1001 Inventions
2012, p. 85).
An example of amicable numbers is the pair 220 and 284. The numbers that divide evenly into 220 are 1, 2, 4, 5, 10, 11, 20, 22, 44, 55, and 110, and they add up
to the other number, 284. The numbers that divide evenly into 284 are 1, 2, 4, 71,
and 142, which add up to 220. Thâbit derived a clever rule for finding other pairs
of amicable numbers, and he gave a geometrical proof that the rule works.
Thabit ibn Qurra was one of the finest mathematicians of medieval Islam,
though he himself was not a Muslim. He made major contributions in just about
every branch of mathematics and astronomy, especially geometry. He is not best
known for this result in number theory.
Amicable numbers played a large role in Arabic mathematics, and in the 13th-century AlFarisi gave a new proof of Thabit’s theorem…He also discovered the pair of amicable
numbers 17,296 and 18,416, which have been attributed to Euler, an 18th-century Swiss
mathematician. And many years before Euler, another Muslim mathematician, Muhammad Baqir Yazdi, in the 17th century discovered the pair of amicable numbers 9,363,584
and 9,437,056 (1001 Inventions 2012, p. 85).
Amicable numbers were certainly interesting to number theorists, but it is a
stretch to say that they “played a large role in Arabic mathematics” as O&R
claim. Further, al-Farisi did not discover the pair 17,296 and 18,416. It was most
likely first found by Thabit, and the thirteenth-century mathematician Ibn Fallus
gave the same pair, though he gave a wrong pair before it. Thabit’s rule, and the
pair 17,296 and 18,416, were later rediscovered well before Euler’s time by both
Fermat and Descartes in the 1630s, and the pair 9,363,584 and 9,437,056 was also
found by Descartes.
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JEFFREY A. OAKS
Muslim mathematicians excelled in the tenth century in yet another area when Ibn alHaytham was the first to attempt to classify all even perfect numbers (numbers equal to the
sum of their proper divisors), such as those of the form 2k – 1(2k – 1) where 2k – 1 is prime
(1001 Inventions 2012, p. 85).
An example of a perfect number is 28, which equals the sum of its divisors 1, 2,
4, 7, and 14. You can think of perfect numbers as numbers that are amicable with
themselves. We do not know if Ibn al-Haytham was the first who attempted to
classify amicable numbers. His text is simply the earlest we have that records it.
He was also the first person that we know of to state Wilson’s theorem, namely that if p is
prime, then the polynomial 1+ (p-1)! is divisible by p, but it is unclear whether he knew
how to prove this (1001 Inventions 2012, p. 85).
Apart from the fact that for medieval mathematicians 1+ (p – 1)! is a number
and not a polynomial, this is true. It is indeed a significant result of Ibn alHaytham.
Arithmetic
The 1001 Inventions chapter now turns to arithmetic. Here the plagiarizing becomes sporadic. Already the first paragraph contains a nonsensical statement
that is not taken from O&R:
Today, most of us are only aware of one counting system, which begins with zero and carries on into the billions and trillions (1001 Inventions 2012, p. 86).
What differentiates “counting systems,” if one insists on that phrase, is the ways
the numbers are represented, not their actual values. The rest of this sentence is
too silly to bother analyzing.
But in tenth-century Muslim countries, there were three different types of arithmetic used,
and by the end of the century, authors such as Al-Baghdadi were writing texts comparing
them. These three systems were finger-reckoning arithmetic, the sexagesimal system, and the
Arabic numeral system (1001 Inventions 2012, p. 86).
These three systems were in use throughout the medieval period in Muslim
countries. O&R single out the tenth century because that is when al-Baghdadi
wrote his book. The descriptions of the three systems below are given correctly
in O&R’s source, the introduction to Saidan’s book The Arithmetic of Al-Uqlīdisī.
It is O&R who introduced the errors.
Finger-reckoning arithmetic came from counting on fingers with the numerals written entirely in words, and this was used by the business community (1001 Inventions 2012,
p. 86).
Here again we are treated to the distorted echoes of valid observations. To begin,
“finger reckoning” was a method of mental calculation and did not involve
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
161
A finger-reckoning scheme from Luca Pacioli’s Summa de Arithmetica [1523], fol. 36v (Pacioli,
Luca. Summa de arithmetica, geometria, proportioni et proportionalita [1523], Call Number:
SMITH 511 1523 P11 Rare Book & Manuscript Library, Columbia University in the City of
New York). Courtesy Rare Book & Manuscript Library, Columbia University.
162
JEFFREY A. OAKS
counting on fingers. If you were to multiply, say, 48 by 71 in your head, you
would first figure 8 by 71 to get 568, and this must be added to 40 by 71, which
is 2840. But by the time you have calculated the 2840 you have likely forgotten
the 568. “Finger reckoning” was a way of remembering these intermediate calculations by storing them by positioning the fingers in certain ways. The system
had been in use at least since Roman times. Above is a diagram illustrating the
positions in use in Italy from a 1494 arithmetic book (reprinted 1523).
The second part of the sentence, on the writing of the numbers, requires a digression on the role of books in medieval culture. I mentioned above that Arabic
algebra is presented rhetorically in the manuscripts. The algebra books of alKhwarizmi, Abu Kamil, al-Karaji, and al-Khayyam, for instance, contain no notation at all. Even in books which teach calculation with Arabic numerals the numbers are nearly all written out in words! The Arabic numerals typically only appear
as illustrations or figures, like we see in this passage from al-Hassar’s late twelfthcentury Book of Demonstration and Recollection in the Art of Dust-Board Reckoning:
For example, add eight hundred seventy-five to seven hundred ninety-eight. Write the
eight hundred seventy-five on a line, then the seven hundred ninety-eight on a line under the other number so that the units are under the units, the tens under the tens, and
875
(al-Hassar 1194, fol. 7v).
the hundreds under the hundreds, like in this figure: 798
He then explains in words how to calculate the answer, with instructions like
add the five to the eight to get thirteen, and put the three above the units... (al-Hassar
1194, fol. 7v).
As al-Hassar tells us, the numerals were intended to be drawn on a dust-board or
some other ephemeral surface. A dust-board is a flat board covered in fine sand
on which one wrote with a stylus. It was a medium for working through temporary calculations, much like today’s chalkboard or whiteboard. Arithmetic books
like al-Hassar’s gave instuctions for carrying out these operations.
Today mathematics books are filled with symbols and notation. So why not also
for medieval mathematics? The reason has to do with how people related to
books. Medieval Islamic learning, like medieval European learning, was fundamentally oral in nature. Books were by and large thought to properly reside in memory,
and were manifested through oral performance. To learn a text a student would
memorize it and recite it back to the teacher. Physical paper copies of books thus
often read like transcriptions of the spoken word, and were regarded more like
tools for memorization than as final repositories of knowledge. Since notation
serves no purpose when reading aloud, it is not part of the running text. And while
it is true that not all medieval books were meant to be memorized and recited,
those on elementary arithmetic usually were.
We can now return to the statement that in finger reckoning “the numerals
were written entirely in words.” Numbers (not numerals) in finger reckoning
have no written form at all, so of course any book that describes problem-solving
methods associated with the technique would show the numbers in words. Even
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
163
in books that explain sexagesimal (base 60) and decimal (base 10) arithmetic the
numerals generally appear only in figures.
The sexagesimal system had numerals denoted by letters of the Arabic alphabet. It came
originally from the Babylonians and was most frequently used by Arabic mathematicians
in astronomical work (1001 Inventions 2012, p. 86).
The sexagesimal system of the astronomers employs a subset of the abjad system,
so I will describe that first. In abjad the letters of the Arabic alphabet are assigned
numerical values 1, 2, …, 9, 10, 20, …, 90, 100, 200, …, 900, and 1000. This works
well because the alphabet has 28 letters. The number 560, for example, was written
with the letters signifying 500 ( )ثand 60 ()س: ثس.
Ancient astronomers from India to Europe calculated with a base 60 placevalue system. This is like our base ten system, except each place can have the
numbers 0 through 59 instead of just 0 through 9. When Arabic astronomers
appropriated the system they wrote the numbers using the letters corresponding
to 1 to 9 and 10 to 50 from the abjad system along with a sign for zero.
The arithmetic of the Arabic numerals and fractions with the decimal place-value system
was developed from an Indian version (1001 Inventions 2012, p. 86).
The decimal place-value system did indeed originate in India, and we know that
it had reached the Middle East by the middle of the seventh century CE when
Severus Sebokht, a Syrian bishop, mentioned them.
Muslims adapted the Indian numerals into the modern numbers, 1 to 9, known as Arabic
numerals. They are believed to have been based on the number of angles each character carries, but the number 7 creates a challenge, as the medial horizontal line crossing the vertical
leg is a recent 19th-century development (1001 Inventions 2012, p. 86).
Starting here our compiler diverges from O&R, which was immediately a bad idea
because they are right that “there was not a standard set of symbols.” The shapes of
the numerals have varied greatly over time and place, and are absolutely not based
on the number of angles. The crazy idea of their origin in angles has been around
a long time. Florian Cajori debunks it along with many other theories in his book
A History of Mathematical Notations (Cajori 1928, vol. I, pp. 65-66).
These have become the numerals we use in Europe and North Africa today, as distinct from
the Indian numerals that are still used in some eastern parts of the Muslim world (1001 Inventions 2012, p. 86).
Contrary to what is implied here, the forms of the numerals used in the eastern
part of the Islamic world are nothing like the numerals in India, and both have
exhibited significant variations. Likewise, our European forms of the numerals
have undergone major changes across time and place, diverging early on from
the forms used in North Africa.
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JEFFREY A. OAKS
The arrival of these numerals [in the west] resolved the problems caused by Latin numerals
in use until then (1001 Inventions 2012, p. 86).
The compiler meant to write “Roman” instead of “Latin.” I do not know where
this claim comes from, or what specific problems they mean. Nobody calculated
with Roman numerals, which were used only to record numbers. In medieval
European calculation Arabic numerals often competed not against Roman numerals but against the abacus. This abacus was a flat board, often a tabletop, with
lines drawn typically for units, fives, tens, fifties, hundreds, and higher if necessary. “Counters” (tokens resembling coins) were placed and manipulated on
these lines to perform calculations. This is the origin of our word “counter” for,
say, a kitchen counter. Now this next statement will be understandable:
Arabic numerals were referred to as ghubari numerals because Muslims used dust (ghubar) boards when making calculations, rather than an abacus.
A great refinement by Muslim mathematicians of the Indian system was the wider definition and application of zero. Muslims gave it a mathematical property, such that zero multiplied by a number equals zero. Previously zero defined a space or a “nothing.” It was also
used for decimalization, making it possible to know whether, for example, the writing down
of 23 meant 230, 23, or 2,300 (1001 Inventions 2012, p. 86).
Neither of these characteristics is a Muslim refinement. Both were already part of
Indian calculation before the system reached the Middle East. In their textbooks
Indians explicitly stated that zero multiplied by a number is zero. Further, the
zero can be literally “nothing” and enter into calculations. The Arabic word for
zero is sifr, which is also the word for “nothing.” Its associated verb ṣafira means
“to be empty, be devoid, vacant.” Arabic arithmetic books introduce the zero as
a sign designating an empty place in the writing of numbers. But in working out
a multiplication like 203 times 8, one needs to multiply the 0 by the 8 at one
point. The Moroccan mathematician al-Hawari explains it this way in his Essential Commentary on the Condensed [Book] on the Operations of Arithmetic (1305):
The multiplication of a number by zero or zero by a number are the same. It amounts
to zeroing (voiding) the number, or duplicating zero. Neither of these gives a number,
so its symbol is always zero.” (Al-Hawārī 2013, p. 114).
So one can duplicate “nothing” to get “nothing” and still regard this “nothing”
(zero) as an empty space.
It is interesting to note that if we imagined the zero sitting inside a hexagon, the ratio of the
diameter of the circle to the side of the hexagon would equal the golden ratio (1001 Inventions 2012, p. 86).
Our compiler should be brought back to earth! Geometrical properties of the
circle have nothing to do with the numeral for zero, which in the Islamic East is
written as a dot! The claim is wrong even if we replace “zero” with “circle.” The
ratio as described is really 3 , and there is no way to get the golden ratio (1 +2 5 )
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
165
The ratio of AC to AB is the golden ratio.
from any of the other lines in the regular hexagon. The compiler meant to write
“regular pentagon” in place of “hexagon”, and the golden ratio is the ratio of the
diameter of the pentagon to its side, where this diameter is the line between two
non-adjacent vertices. It does not involve the circle at all!
Skipping over a couple equally off-topic ramblings we come back to more
relevant statements:
Arabic numerals came into Europe from three sources. First, through Gerbert (Pope Sylvester I) in the later tenth century, who studied in Córdoba and returned to Rome. Then
through Robert of Chester in the 12th century, who translated the second book of AlKhwarizmi’s, which contained the second ghubari (Arabic numerals). This route of Arabic
numerals into Europe is mentioned by contemporary historian Karl Menninger in Number Words and Number Symbols (1001 Inventions 2012, p. 87).
Menninger wrote popular accounts of mathematics, and though his book is quite
good, it is somewhat outdated and it does contain some errors here and there. The
earliest known example of Indian numerals in Europe is a Latin manuscript of Isidore of Seville’s Etymologies copied in the Monastery of Albelda in Spain in 976.
The figures also appear in another Spanish manuscript from 992.
The “Gerbert abacus,” promoted by the future pope just before the year 1000,
involved an adaptation of the nine figures to the abacus. Instead of having, say,
four counters in the units column, one would have a single counter inscribed with
the numeral “4.” Gerbert had studied mathematics in the late 960s in Catalonia,
and it is there that he probably learned of the Indian numerals.
We know that Robert of Chester translated al-Khwarizmi’s algebra book into
Latin, but we know nothing about the identity of the person who translated his
book on Indian (Arabic) numerals. The phrase “second ghubari” is not in Menninger and makes no sense.
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JEFFREY A. OAKS
The third route was through Fibonacci in the 13th century, who inherited and delivered
them to the population of Europe. Fibonacci learned of these methods when he was sent by
his father to the city of Bougie, Algeria, to learn mathematics from a teacher called Sidi
Omar, who taught the mathematics of the schools of Baghdad and Mosul, which included
algebraic and simultaneous equations (1001 Inventions 2012, p. 87).
Fibonacci’s mathematics does derive from Arabic sources, but we have no information on the identities of any of his teachers. Everything 1001 Inventions
says about this “Sidi Omar” (“Mr. Omar”) should be regarded as spurious. Not
surprisingly, there are a few web sites that mention this fictitious teacher. The last
part, about “algebraic and simultaneous equations,” is likewise rubbish.
Fibonacci also visited the libraries of Alexandria, Cairo, and Damascus, after which he
wrote his book Liber Abaci (1001 Inventions 2012, p. 87).
We know that Fibonacci travelled to Egypt and Syria, but there is nothing in the
sources that says he visited any libraries. Most of the mathematics he learned circulated among merchants, and it is through them that he probably learned it. We do
know two algebra books that Fibonacci relied on for his Liber Abaci. One is a Latin
translation of al-Khwarizmi’s book, and the other is Abu Kamil’s book, which was
also available in Latin. Latin translations would not have been found in Egyptian
or Syrian libraries, so Fibonacci must have consulted them at home in Pisa.
There is a fourth path by which Arabic numerals arrived in the west which may
have been even more influential than the other three. Italian schools for teaching
the arithmetic of Arabic numerals to future merchants began to appear in the late
thirteenth century. Many of the textbooks written by the teachers of these schools
survive in manuscript. At the time Menninger was writing it was thought that these
books were abridgements and epitomes of Fibonacci’s works, but we now know
that these teachers learned Arabic numerals through some other connection with
the Islamic world. Fibonacci’s texts did have some influence on this Italian tradition, but they were not its main source.
The compiler now returns to copying from O&R to finish the discussion of
Arabic numerals.
It was this system of calculating with Arabic numerals that allowed most of the advances in
numerical methods by Muslim mathematicians. Now the extraction of roots became possible
by mathematicians such as Abu al-Wafa’ and Umar al-Khayyam (1001 Inventions 2012,
p. 87).
To clarify, the rules for the extraction of square and cube roots date back to the Indian origin of the numeration system, and they were applied in both the decimal
and the sexagesimal systems. O&R are referring here to higher roots, which we encounter in al-Samawʾal and also in the work of al-Kashi, an astronomer and
mathematician who worked in the early 1400’s in the central Asian city of
Samarqand. Abu l-Wafaʾ and al-Khayyam are known to have written earlier books
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
167
on root extraction, but these books are now lost. As we shall see below, extraction
of higher roots was also practiced in both the decimal and sexagesimal systems.
The discovery of the binomial theorem for integer exponents by Al-Karaji was a major factor in the development of numerical analysis based on the decimal system (1001 Inventions
2012, p. 87).
Rashed provides the details for this in chapter 2 of his book. In a lost work quoted
by al-Samawʾal, al-Karaji presented what we now know as Pascal’s triangle showing
the coefficients for the expansion of expressions of the form (a + b) n. This was the
basis for al-Samawʾal’s application of what is now known as the Ruffini-Horner
method to approximate the nth roots of numbers. For example, he calculated the
fifth root of a fractional number expressed in base 60 which, if written in our base
ten system, is given to an accuracy of eighteen significant places. Recall that Sharaf
al-Din al-Tusi used the same method to solve polynomial equations at about the
same time.
In the 14th century, Al-Kashi contributed to the development of decimal fractions, not only
for approximating algebraic numbers, but also for real numbers such as pi (1001 Inventions 2012, p. 87).
As noted above, al-Kashi worked in the beginning of the 15th century, not in the
14th century. A number is written with a “decimal fraction” when the fractional
part is shown in base ten (like 29.75) instead of as a common fraction (like 29 34 ).
Although al-Kashi was well acquainted with decimal fractions, he worked out the
two calculations hinted at above in base 60. The misnamed term “algebraic
numbers” can only refer to al-Kashi’s approximation of the sine of one degree.
This is just a real number found by means of algebra. Al-Kashi arrived at his approximation by setting up a cubic equation and then solving it numerically the
same way Sharaf Din al-Tusi had solved his equations.
Al-Kashi also found a sexagesimal approximation to pi which, if written in
decimal form, would be accurate to sixteen places. He decided ahead of time to
make his approximation precise enough so that if the circumference of the
known universe were calculated from its diameter, the result would not be off by
more than the width of a hair. That accuracy was not surpassed until the Dutch
mathematician Ludolf van Ceulen took it to twenty places in 1596.
His contribution to decimal fractions is so major that for many years he was considered
their inventor (1001 Inventions 2012, p. 87).
Al-Kashi was once considered their inventor because historians had not yet discovered that earlier texts also describe decimal fractions. Currently the earliest
known text is al-Uqlidisi’s mid-tenth century arithmetic book Chapters on Indian
Reckoning.
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JEFFREY A. OAKS
Although not the first to do so, Al-Kashi gave an algorithm for calculating “nth roots” that
is a particular example of methods developed many centuries later by Ruffini and Horner,
19th-century mathematicians from Italy and England respectively (1001 Inventions 2012,
p. 87).
As mentioned above, al-Samawʾal did this two and a half centuries earlier, though
it is true al-Kashi did remarkable work.
Although Arab mathematicians are most well known for their work on algebra, number theory, and number systems, they also made considerable contributions to geometry, trigonometry, and mathematical astronomy (1001 Inventions 2012, p. 87).
Arabic geometry, trigonometry, and astronomy are just as well known as Arabic
numerical mathematics. O&R show their bias toward the latter not just in this
passage, but by devoting only about a fifth of their essay at the end to the other
topics. Our compiler follows along by naming chapter 3.6 “Mathematics” rather
than “Numerical mathematics”, which would have been more appropriate. Geometry, trigonometry, and astronomy, which had always been considered to be
part of mathematics, are covered in separate chapters in 1001 Inventions.
The illustrations and quotations
Three illustrations break up the text of the chapter. The first shows a Soviet postage stamp with an imaginary portrait of al-Khwarizmi. The second shows an upclose pencil calculation with the caption “The algebra studied today in school has its
basis in Al-Khwârizmî’s book Algebr wal Muqabala.” That should be “al-jabr wa’lmuqabala,” and the calculation they show looks more like computer code than
algebra.
The third illustration is reproduced below. On the left is a table of Babylonian
cuneiform numerals which takes up way too much room given its marginal association with Arabic mathematics. On the top right are three versions of Arabic
numerals which all clearly show that the number of angles has nothing to do
with the forms of the numerals. Below that is a modern illustration of numerals
0 to 9 in which the angles are forced onto the forms. No one in history has ever
written the loop of the “9” as a hexagon of six angles with three more angles on
the lower part! The other numerals are just as ridiculous.
The first of two large-font quotations that break up the text is al-Samawʾal’s
description of algebra. That is fine. But the second is a quotation on the importance of mathematics by the thirteenth-century English philosopher Roger Bacon. Surely a quotation by another medieval Islamicate mathematician would
have been more appropriate.
EXCAVATING THE ERRORS IN THE “MATHEMATICS” CHAPTER OF 1001 INVENTIONS
169
The third illustration, from page 87. The caption says of the right side “The progression of Arabic numerals from the tenth to the fourteenth centuries shows how the Muslims devised modern numerals—the numbers 1 to 9 we use today—based on the use of angles” (1001 Inventions 2012, p. 87).
Sources
At the very end of the book, in the section “Acknowledgements,” the editor of
1001 Inventions writes “Much of the material for this book is based on peerreviewed papers, articles, and presentations published in our academic portal,
www.MuslimHeritage.com. Chief among these are written by the following scholars, arranged in alphabetical order.” Two names are of interest here: “Dr. Mahbub
Gani (Mathematics and Numbers)” and “Professor Mustafa Mawaldi (Mathematics).” The articles by these two are much better than the 1001 Inventions chapter. It
is clear from reading them that neither Gani (sometimes spelled “Ghani”) nor
Mawaldi is responsible for the chapter, and that none of the articles was consulted
by the compiler.
Also in the acknowledgements the editor writes “A full list of references used in
this book and in the development of the 1001 Inventions exhibition can be
found at http://www.1001Inventions.com/references.” Thirty-five works are listed
there under “Mathematics, Trigonometry and Geometry.” The one book that the
Mathematics chapter cites explicitly, Menninger’s Number Words and Number Symbols, is not in the list, nor is O&R’s essay. In fact, the only work in the list that was
consulted, though indirectly, is Rashed’s The Development of Arabic Mathematics:
Between Arithmetic and Algebra.
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JEFFREY A. OAKS
Concluding remarks
Let’s recap what went wrong in the writing of chapter 3.6. For algebra and number
theory the problems begin with Rashed’s book, which contains many misinterpretations. These were paraphrased by O&R, who introduced further errors and misunderstandings. O&R’s passages were then copied with minor changes in wording
into the 1001 Inventions chapter. For arithmetic the compiler of the chapter copied
from different sources. One source is again O&R, who had misrepresented information from Saidan’s book. I have not found the sources for other passages, such
as the outlandish explanation of the shapes of the numerals or the fabricated background to Fibonacci. My guess is that they were taken from some popular account
or even the stories that circulate orally among people.
Fortunately the resulting muddled account does not adequately explain the
mathematics, nor does it provide much historical context. Chapter 3.6 stands little
chance, then, of seriously misinforming readers. They won’t even know what the
more distorted claims mean! But they will learn that medieval Muslims studied
mathematics, and that they seem to have done remarkable work. So rather than
being outraged by the mass of misinformation, I remain attracted by the transformations in the trail from one text to the next.
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